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Client Services, Prime Brokerage, Sales & Business Development | Hong Kong
Marex is looking for a well-rounded sales talent to join their Hong Kong Prime Brokerage Sales Team. The successful candidate will play a key role in not only…
Accounting, Compliance, Legal, Regulatory Compliance | Hong Kong
The Compliance Associate will partner with Cognitive GRC consultants in the delivery of expert advice to clients regarding SFC and regulatory best practices with a…
Client Services, Compliance, Legal, Regulatory Compliance, Research | Hong Kong
Amina Bank is seeking a Compliance Officer / Legal Associate role sits at the crossroads of traditional finance and digital assets, with a focus on cross-border…
Regulatory Compliance, Risk Assessment and Due Diligence | Jacksonville, FL
Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work closely with the compliance team…

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Canadian Family Offices magazine produced a Special Report on Family Office education, in…
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An acute workforce issue is building in Dubai. It’s one thing for a jurisdiction to invite…
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11/13/2026
Bringing in younger advisors is critical for a firm’s market valuation and long-term financial ...
11/13/2026
FINRA filed a proposal earlier this week to shake up its board's makeup.
11/13/2026
During an M&A panel at RIA Edge Austin, dealmakers weighed the benefits and downsides of ...
11/13/2026
In other moves, Mariner Independent launches three firms with a combined $302M; Sapient adds a ...
11/13/2026
In other moves, Integrated Partners hires three and promotes one, 401(k) finder Capitalize names a ...
11/13/2026
Avaloq brings its wealth management technology to the U.S. with Mosaic, joining Nitrogen, Goodfin ...
11/13/2026
Socialive's David Moricca describes how AI-powered video is transforming advisor marketing, client ...
11/13/2026
In an interview, Sayee Bellamkonda discussed Anthropic, data security and how increasing token ...
11/13/2026
One analyst said LPL's stock is "the most mispriced" in his coverage area, and others ...

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